Advisory work for dealing rooms and branch trading floors that need clearer controls, fresher procedures, and control owners who know their duties.
A structured review of how trade tickets, settlement trails, and approval chains actually work on your desk — with a written findings pack your managers can act on.
Line-by-line review of desk manuals, escalation trees, and end-of-day close checklists so written procedure matches what traders actually do.
Practical drafting help for personal trading rules, gifts registers, conflict disclosures, and branch compliance charters used by trading offices.
Focused briefings for desk heads and middle-office leads on segregation of duties, exception handling, and evidence they should keep ready for review.